# Air Handling Unit (AHU) Design & Cleanroom Sizer Documentation

# 1. Executive Summary & Objective

The Air Handling Unit (AHU) Design & Cleanroom Sizer Calculator provides a rigorous thermodynamic and aerodynamic design platform for pharmaceutical cleanroom HVAC systems. It sizes supply airflows, chilled water cooling coil capacities (kW / Tons of Refrigeration), sensible and latent heat loads, reheat duty, 3-stage cleanroom filtration pressure drop, and total static fan motor horsepower (HP).

The design engine complies with ISO 14644-1/4, EU GMP Annex 1 (2022 Revision), ISPE Good Practice Guide: Heating, Ventilation, and Air Conditioning (HVAC), and ASHRAE Fundamentals Handbook.


# 2. Governing Equations & Psychrometric Thermodynamics

# 2.1 Saturation Vapor Pressure & Carrier Equation

Saturation pressure of water vapor pws(T)p_{ws}(T) is computed using the ASHRAE / Sonntag formulation (accurate between 40C-40^\circ\text{C} and +60C+60^\circ\text{C}):

pws(T)=611.213exp(17.5043T241.2+T)[Pa]p_{ws}(T) = 611.213 \cdot \exp\left( \frac{17.5043 \cdot T}{241.2 + T} \right) \quad [\text{Pa}]

When outdoor wet bulb temperature TwbT_{wb} is given, water vapor partial pressure pvp_v is determined using the Carrier / Stoecker psychrometric wet-bulb formulation:

pv=pws(Twb)(Patmpws(Twb))(TdbTwb)1555.560.722Twb[Pa]p_v = p_{ws}(T_{wb}) - \frac{(P_{atm} - p_{ws}(T_{wb}))(T_{db} - T_{wb})}{1555.56 - 0.722 \cdot T_{wb}} \quad [\text{Pa}]

# 2.2 Humidity Ratio & Enthalpy

  • Humidity Ratio (WW):
W=0.62198pvPatmpv[kg water / kg dry air]W = 0.62198 \cdot \frac{p_v}{P_{atm} - p_v} \quad [\text{kg water / kg dry air}]
  • Specific Enthalpy (hh):
h=1.006Tdb+W(2501+1.86Tdb)[kJ / kg dry air]h = 1.006 \cdot T_{db} + W \cdot (2501 + 1.86 \cdot T_{db}) \quad [\text{kJ / kg dry air}]
  • Moist Air Density (ρ\rho):
ρ=Patm(1+W)Rda(Tdb+273.15)(1+1.6078W)[kg/m3]\rho = \frac{P_{atm}(1 + W)}{R_{da}(T_{db} + 273.15)(1 + 1.6078 W)} \quad [\text{kg/m}^3]

# 3. Cleanroom Airflow Criteria & Governing Driver

For each cleanroom zone ii, supply airflow Vsupply,iV_{supply,i} is determined by the maximum of:

  1. Air Changes per Hour (ACPH) Criterion:
VACH,i=Volumei×ACHi3600[m3/s]V_{ACH,i} = \frac{\text{Volume}_i \times \text{ACH}_i}{3600} \quad [\text{m}^3/\text{s}]
  1. Thermal Sensible Heat Removal Criterion:
Vthermal,i=Qsensible,total,iρcp(Troom,iTsupply)[m3/s]V_{thermal,i} = \frac{Q_{sensible,total,i}}{\rho \cdot c_p \cdot (T_{room,i} - T_{supply})} \quad [\text{m}^3/\text{s}]
  1. Minimum Ventilation / Pressurization Leakage:
VOA,i=max(OccupantsiOAperson1000,Vexhaust,i+Vleakage,i)V_{OA,i} = \max\left( \frac{\text{Occupants}_i \cdot \text{OA}_{person}}{1000}, \quad V_{exhaust,i} + V_{leakage,i} \right)
Vsupply,total=imax(VACH,i,Vthermal,i,VOA,i)\mathbf{V_{supply,total} = \sum_{i} \max(V_{ACH,i}, V_{thermal,i}, V_{OA,i})}

# 4. Coil Capacities & Dehumidification

# 4.1 Air Mixing State

Tmixed=VOATOA+VRATRAVsupply,Wmixed=VOAWOA+VRAWRAVsupplyT_{mixed} = \frac{V_{OA} T_{OA} + V_{RA} T_{RA}}{V_{supply}}, \quad W_{mixed} = \frac{V_{OA} W_{OA} + V_{RA} W_{RA}}{V_{supply}}

# 4.2 Cooling Coil Duty & Chilled Water Flow

Using Apparatus Dew Point (ADPADP) and Coil Bypass Factor (BF=0.08BF = 0.08 for deep 8-row cleanroom coils):

  • Total Cooling Capacity (QcQ_c):
Qcooling=m˙air(hmixedhoffcoil)[kW]Q_{cooling} = \dot{m}_{air} \cdot (h_{mixed} - h_{off-coil}) \quad [\text{kW}]
Tonnage=Qcooling3.51685[TR]\text{Tonnage} = \frac{Q_{cooling}}{3.51685} \quad [\text{TR}]
  • Sensible Cooling Capacity:
Qcs=m˙aircp(TmixedToffcoil)[kW]Q_{cs} = \dot{m}_{air} \cdot c_p \cdot (T_{mixed} - T_{off-coil}) \quad [\text{kW}]
  • Latent Dehumidification:
Qcl=QcoolingQcs[kW]Q_{cl} = Q_{cooling} - Q_{cs} \quad [\text{kW}]
  • Chilled Water Flow Rate (6.5C12.0C6.5^\circ\text{C} \to 12.0^\circ\text{C}):
V˙CHW=Qcooling4.186(TCHW,returnTCHW,supply)[L/s]\dot{V}_{CHW} = \frac{Q_{cooling}}{4.186 \cdot (T_{CHW,return} - T_{CHW,supply})} \quad [\text{L/s}]
  • Condensate Drainage Rate:
m˙condensate=m˙air(WmixedWoffcoil)3600[L/h]\dot{m}_{condensate} = \dot{m}_{air} \cdot (W_{mixed} - W_{off-coil}) \cdot 3600 \quad [\text{L/h}]

# 4.3 Reheat Coil Duty

In pharmaceutical HVAC, air off the cooling coil (10C12C10^\circ\text{C} - 12^\circ\text{C}) is cold and saturated. It is reheated to design supply air temperature (15C17C15^\circ\text{C} - 17^\circ\text{C}) to prevent room overcooling:

Qreheat=m˙aircp(TsupplyToffcoil)[kW]Q_{reheat} = \dot{m}_{air} \cdot c_p \cdot (T_{supply} - T_{off-coil}) \quad [\text{kW}]

# 5. Multi-Stage Filtration & Fan Aerodynamic Sizing

# 5.1 Pressure Drop Budget (Loaded Condition)

  • Pre-Filter (G4 / MERV 8): 150 Pa150\text{ Pa}
  • Fine Secondary Filter (F9 / MERV 15): 250 Pa250\text{ Pa}
  • Terminal HEPA Filter (H14 / 99.995% EN 1822): 450 Pa450\text{ Pa}
  • Internal Coils & Dampers: 130 Pa+60 Pa+40 Pa=230 Pa130\text{ Pa} + 60\text{ Pa} + 40\text{ Pa} = 230\text{ Pa}
  • External Static Pressure (ESP - Ducts & Silencer): 280 Pa+50 Pa=330 Pa280\text{ Pa} + 50\text{ Pa} = 330\text{ Pa}
TSP=(InternalΔP+ESP)(1+Safety Margin)\mathbf{TSP = (Internal\,\Delta P + ESP) \cdot (1 + \text{Safety Margin})}

# 5.2 Fan Shaft & Motor Sizing

Fan Shaft Power Pshaft=VsupplyTSP1000ηfan[kW]\text{Fan Shaft Power } P_{shaft} = \frac{V_{supply} \cdot TSP}{1000 \cdot \eta_{fan}} \quad [\text{kW}]
Motor Required Pmotor=Pshaftηmotor[kW]\text{Motor Required } P_{motor} = \frac{P_{shaft}}{\eta_{motor}} \quad [\text{kW}]
Motor Horsepower HP=Pmotor1.34102[HP]\text{Motor Horsepower } HP = P_{motor} \cdot 1.34102 \quad [\text{HP}]

# 5.3 Fan Air Temperature Rise

ΔTfan=TSPρcp1000ηfan+0.8C to +1.4C\Delta T_{fan} = \frac{TSP}{\rho \cdot c_p \cdot 1000 \cdot \eta_{fan}} \approx +0.8^\circ\text{C} \text{ to } +1.4^\circ\text{C}

# 6. Cleanroom Standards Reference (ISO 14644-1 / EU GMP)

Grade / ClassAirflow PatternTarget ACPHMax Particles 0.5μm\ge 0.5\,\mu\text{m} (Rest)Max Particles 0.5μm\ge 0.5\,\mu\text{m} (Action)Differential Pressure
Grade A (ISO 5)Unidirectional (0.45 m/s0.45\text{ m/s})60+ ACPH3,520 / m³3,520 / m³+15 Pa+15\text{ Pa} to +20 Pa+20\text{ Pa}
Grade B (ISO 5)Turbulent / Mixed40 – 60 ACPH3,520 / m³352,000 / m³+15 Pa+15\text{ Pa} cascade
Grade C (ISO 7)Turbulent20 – 30 ACPH352,000 / m³3,520,000 / m³+15 Pa+15\text{ Pa} cascade
Grade D (ISO 8)Turbulent10 – 20 ACPH3,520,000 / m³Not Defined+10 Pa+10\text{ Pa} cascade

# 7. Verification & Reference Standards

  1. ASHRAE Handbook — Fundamentals (SI Edition): Chapter 1 Psychrometrics and Chapter 17 Clean Spaces.
  2. ISO 14644-1:2015: Cleanrooms and associated controlled environments — Part 1: Classification of air cleanliness.
  3. ISO 14644-4:2001: Cleanrooms — Part 4: Design, construction and start-up.
  4. EU GMP Annex 1 (2022): Manufacture of Sterile Medicinal Products.
  5. ISPE Good Practice Guide: Heating, Ventilation, and Air Conditioning (HVAC).
  6. EN 1822 / ISO 29463: High efficiency air filters (EPA, HEPA and ULPA).